Investment Adviser Data
The table below reflects the current compilation of investment adviser firms and representatives on file. Registration dates indicate when the record was first approved by the relevant securities regulator. Verification status reflects the most recent nightly reconciliation against submitted Form ADV filings.
Complete compilation file · 311 records · CSV format
| Name | CRD# | Type | Location | Registration date | Status |
|---|---|---|---|---|---|
| Jane A. Smith | 104871 | individual | Boston, MA 02110 | April 14, 1998 | Verified |
| Michael R. Delgado | 228740 | individual | Chicago, IL 60606 | September 1, 2006 | Verified |
| Priya N. Raman | 315902 | individual | San Francisco, CA 94104 | February 20, 2014 | Verified |
| Meridian Capital Advisors LLC | 142556 | firm | Boston, MA 02110 | November 8, 1994 | Verified |
| Harborline Wealth Partners | 170318 | firm | Chicago, IL 60606 | June 30, 2003 | Verified |
| Northgate Asset Management, Inc. | 289044 | firm | San Francisco, CA 94104 | January 19, 2011 | Verified |
| STOCKVEST CAPITAL MANAGEMENT LLC | 318472 | firm | Celebration, FL — United States | May 17, 2023 | Verified |
| STOCKVEST ADVISORY PARTNERS, LP | 295114 | firm | Celebration, FL — United States | August 3, 2022 | Verified |
| BEUKES ASSET MANAGEMENT INC. | 287330 | firm | Orlando, FL — United States | November 22, 2021 | Verified |
| MERIDIAN GLOBAL TRADING ADVISORS LLC | 271908 | firm | New York, NY — United States | April 10, 2020 | Verified |
| HARBOR POINT WEALTH ADVISORS | 264117 | firm | Chicago, IL — United States | June 5, 2019 | Unverified |
| Victor Q. Xu | 297647 | individual | Philadelphia, PA — United States | October 9, 2008 | Verified |
| DUNMORE FINANCIAL STRATEGIES LLC | 237030 | firm | Boston, MA — United States | April 12, 2017 | Verified |
| VANTAGE EQUITY MANAGEMENT INC. | 242664 | firm | Philadelphia, PA — United States | December 7, 2005 | Verified |
| Peter V. Xu | 329946 | individual | Portland, OR — United States | January 18, 1998 | Verified |
| OAKRIDGE ASSET MANAGEMENT INC. | 261461 | firm | New York, NY — United States | October 19, 2005 | Verified |
| YELLOWSTONE INVESTMENT MANAGEMENT INC. | 291999 | firm | Columbus, OH — United States | February 6, 2007 | Verified |
| Jonas R. Abrams | 357154 | individual | Minneapolis, MN — United States | March 19, 2007 | Unverified |
| MAPLEWOOD CAPITAL GROUP LLC | 204203 | firm | San Francisco, CA — United States | February 27, 2004 | Verified |
| LAKEMONT EQUITY COUNSEL LLC | 268207 | firm | Austin, TX — United States | May 25, 2009 | Verified |
| Irene O. Hollis | 340656 | individual | Minneapolis, MN — United States | December 13, 2007 | Unverified |
| BRIGHTWATER ASSET STRATEGIES LLC | 263449 | firm | Orlando, FL — United States | August 23, 2006 | Verified |
| MAPLEWOOD ASSET GROUP LLC | 399636 | firm | Atlanta, GA — United States | March 26, 2008 | Unverified |
| Yara S. Rasmussen | 220386 | individual | San Francisco, CA — United States | December 12, 1998 | Verified |
| YELLOWSTONE WEALTH ADVISORS LLC | 340398 | firm | Phoenix, AZ — United States | May 22, 2007 | Verified |
| FAIRHAVEN FINANCIAL ASSOCIATES INC. | 300477 | firm | Phoenix, AZ — United States | April 19, 2001 | Verified |
| Maya N. Oyelaran | 214801 | individual | Miami, FL — United States | April 11, 2002 | Verified |
| IRONBRIDGE EQUITY GROUP LLC | 248070 | firm | Atlanta, GA — United States | July 22, 2018 | Verified |
| LAKEMONT EQUITY PARTNERS, LP | 238196 | firm | Boston, MA — United States | September 14, 1997 | Verified |
| Simon N. Oyelaran | 368704 | individual | New York, NY — United States | April 19, 2013 | Verified |
| FAIRHAVEN ASSET PARTNERS, LP | 201992 | firm | New York, NY — United States | September 18, 1999 | Verified |
| VANTAGE ADVISORY GROUP LLC | 240417 | firm | Charlotte, NC — United States | April 9, 2000 | Verified |
| Zane I. Pruitt | 382933 | individual | Nashville, TN — United States | February 7, 2005 | Verified |
| VANTAGE PORTFOLIO ADVISORS LLC | 258317 | firm | Columbus, OH — United States | December 5, 2017 | Verified |
| YELLOWSTONE INVESTMENT COUNSEL LLC | 311939 | firm | Portland, OR — United States | March 17, 2023 | Verified |
| Rosa O. Ibarra | 233986 | individual | Portland, OR — United States | November 2, 2008 | Verified |
| CEDARLINE PORTFOLIO PARTNERS, LP | 331169 | firm | Celebration, FL — United States | May 14, 2019 | Verified |
| HOLLOW CREEK WEALTH MANAGEMENT INC. | 390462 | firm | Columbus, OH — United States | November 1, 2011 | Verified |
| Dana X. Yates | 227745 | individual | Chicago, IL — United States | May 10, 2017 | Verified |
| WESTMARK CAPITAL HOLDINGS INC. | 259107 | firm | Philadelphia, PA — United States | December 15, 2021 | Verified |
| ASHFORD WEALTH GROUP LLC | 254479 | firm | Charlotte, NC — United States | March 28, 2009 | Verified |
| Uma B. Castillo | 339531 | individual | Portland, OR — United States | November 21, 2000 | Verified |
| MAPLEWOOD CAPITAL PARTNERS, LP | 232276 | firm | New York, NY — United States | December 15, 2021 | Verified |
| TRAILHEAD WEALTH PARTNERS, LP | 311343 | firm | Phoenix, AZ — United States | February 23, 2019 | Verified |
| Dana O. Dunlap | 383055 | individual | Columbus, OH — United States | January 12, 2023 | Verified |
| MAPLEWOOD ASSET HOLDINGS INC. | 385140 | firm | Miami, FL — United States | October 18, 2022 | Verified |
| BRIGHTWATER INVESTMENT STRATEGIES LLC | 269062 | firm | Miami, FL — United States | September 17, 2010 | Verified |
| Kara O. Abrams | 213286 | individual | San Francisco, CA — United States | August 10, 2001 | Verified |
| UNION PARK INVESTMENT STRATEGIES LLC | 221512 | firm | San Francisco, CA — United States | November 8, 1996 | Unverified |
| UNION PARK PORTFOLIO ADVISORS LLC | 387915 | firm | Orlando, FL — United States | July 27, 2000 | Verified |
Showing 50 of 311 records · Last reconciliation completed overnight